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North American Securities Administrators Association
Results: 518

#	Item
201	NASAA Insight The Voice of State & Provincial Securities Regulation Fall 2012 A. Heath Abshure of Arkansas Takes NASAA Helm reasonable regulation is essential to Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-08-21 21:55:32 Financial economics Securities Finance Financial regulation North American Securities Administrators Association United States Securities and Exchange Commission U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Securities regulation in the United States United States securities law Financial system Business
202	NASAA Insight The Voice of State & Provincial Securities Regulation 2006 Winter,Fall, 2007 Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-08-21 21:47:25 Financial system Financial regulation North American Securities Administrators Association Joseph Borg U.S. Securities and Exchange Commission Securities regulation in the United States Hedge fund Securities Act Security United States securities law Financial economics Finance
203	NASAA Insight The Voice of State & Provincial Securities Regulation Summer 2011 NASAA Spotlights Dodd-Frank Investor Protections In two other priority areas Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-08-21 21:46:34 Financial regulation Financial system Investment United States Securities and Exchange Commission North American Securities Administrators Association 76th United States Congress Securities regulation in the United States U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics United States securities law Finance
204	NASAA Insight The Voice of State & Provincial Securities Regulation 2006 Winter,Fall, 2008 Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-08-21 21:49:47 Financial system North American Securities Administrators Association Financial Industry Regulatory Authority Securities regulation in the United States U.S. Securities and Exchange Commission Joseph Borg Investor education Security Securities Act United States securities law Financial economics Finance
205	NASAA Insight The Voice of State & Provincial Securities Regulation Spring 2011 NASAA Offers Pro-Investor Legislative Agenda for regulation for Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-08-21 21:51:58 Finance Financial system North American Securities Administrators Association Securities regulation in the United States Dodd–Frank Wall Street Reform and Consumer Protection Act Investment Advisers Act Securities Act Self-regulatory organization Financial Industry Regulatory Authority United States securities law Financial economics Financial regulation
206	NASAA 2009 Annual Public Policy Conf. Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-08-21 21:48:19 Investment Financial regulation North American Securities Administrators Association Hedge fund Securities Commission Investor education Financial Industry Regulatory Authority Securities regulation in the United States Capital market United States securities law Financial economics Finance
207	NASAA Insight The Voice of State & Provincial Securities Regulation Winter/Spring 2013 NASAA Offers Roadmap for 113th Congress to Promote Investor Confidence Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-08-21 21:55:31 Financial system North American Securities Administrators Association U.S. Securities and Exchange Commission Securities regulation in the United States Securities Act Hedge fund Canadian securities regulation Dodd–Frank Wall Street Reform and Consumer Protection Act Securities fraud Financial economics United States securities law Finance
208	NASAA Insight The Voice of State & Provincial Securities Regulation Fall, 2007 In This Issue: President’s Message Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-08-21 21:45:34 Economics North American Securities Administrators Association Joseph Borg Mark Connolly U.S. Securities and Exchange Commission Christopher Cox Investor education Financial Industry Regulatory Authority Securities fraud United States securities law Financial economics Finance
209	Draft 11 Winter 09 Insight Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-08-21 21:50:46 Economics Financial regulation North American Securities Administrators Association U.S. Securities and Exchange Commission Joseph Borg Christopher Cox Hedge fund Financial Industry Regulatory Authority Securities regulation in the United States United States securities law Financial economics Finance
210	ALABAMA SECURITIES COMMISSION Joseph P. Borg, Director Add to Reading List Source URL: www.asc.alabama.gov Language: English - Date: 2008-02-14 10:22:05 North American Securities Administrators Association Financial economics Securities Act Securities fraud Securities Commission of New Zealand Securities Commission Fraud Uniform Combined State Law Exam Uniform Securities Act United States securities law Law Financial system

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